Barry Alan Bernstein

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2020-01-14

CA RA
APPROVED_RES

Since 2020-01-14

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

16430 Ventura Blvd #305, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Beverly Hills	CA	01/2020	Present
Bernstein, Samuels	Encino	CA	10/1997	Present

01/2020 → Present

Raymond James & Associates

Beverly Hills, CA
10/1997 → Present

Bernstein, Samuels

Encino, CA

Other Businesses

Bobble head Entertainment Inc Not investment related 16450 Ventura Blvd # 305 Encino,CA 91136 Entertainment Industry Owner,Shareholder,CEO & CFO June 2015 5-40 hours Per month ( Non & Trading Hours ) All operations , Executive Producer

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Other Businesses

Other Names

Other Firms

Other Investors

Other Offices

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