Allison Elaine Arthur

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-06
OH	RA	APPROVED	2021-04-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	01/2020	Present
Moerlein Lager House	Cincinnati	OH	07/2017	01/2020
University Of Cincinnati	Cincinnati	OH	08/2017	05/2019
University Of Alabama	Tuscaloosa	AL	08/2014	05/2017
New York And Company	Cincinnati	OH	12/2016	08/2017
Archaeotek- Canada	Odorhieu Secuiesc		05/2018	08/2018
Unemployed	Tuscaloosa	AL	09/2014	12/2016
Unemployed	Tuscaloosa	AL	01/2017	06/2017
Sacred Beast Restaurant	Cincinnati	OH	12/2019	12/2019
Platinum Restaurant Group	Tuscaloosa	AL	01/2018	04/2018

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
07/2017 → 01/2020

Moerlein Lager House

Cincinnati, OH
08/2017 → 05/2019

University Of Cincinnati

Cincinnati, OH
08/2014 → 05/2017

University Of Alabama

Tuscaloosa, AL
12/2016 → 08/2017

New York And Company

Cincinnati, OH
05/2018 → 08/2018

Archaeotek- Canada

Odorhieu Secuiesc
09/2014 → 12/2016

Unemployed

Tuscaloosa, AL
01/2017 → 06/2017

Unemployed

Tuscaloosa, AL
12/2019 → 12/2019

Sacred Beast Restaurant

Cincinnati, OH
01/2018 → 04/2018

Platinum Restaurant Group

Tuscaloosa, AL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-28
S63	Uniform Securities Agent State Law Examination	2021-03-06

Other Firms