Alan H Phan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Gabriel, CA
• 06/2019 → Present
  Bank Of America, N.A.
  San Gabriel, CA
• 08/2015 → 12/2019
  California State University Of Northridge
  Northridge, CA
• 01/2019 → 08/2019
  Skwezed
  City Of Industry, CA
• 01/2017 → 01/2018
  Musashi Japanese Restaurant
  Northridge, CA
• 01/2018 → 12/2018
  Unemployed
  San Gabriel, CA
• 01/2016 → 01/2017
  Unemployed
  San Gabriel, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-04-10

Other Names

• Alan Phan