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Alan H Phan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duarte, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-14
CA RA APPROVED 2021-04-13
  • TX RA
    APPROVED
    Since 2021-05-14
  • CA RA
    APPROVED
    Since 2021-04-13

Branch Locations

1440 E Huntington Dr, Duarte, CA 91010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Gabriel CA 06/2019 Present
Bank Of America, N.A. San Gabriel CA 06/2019 Present
California State University Of Northridge Northridge CA 08/2015 12/2019
Skwezed City Of Industry CA 01/2019 08/2019
Musashi Japanese Restaurant Northridge CA 01/2017 01/2018
Unemployed San Gabriel CA 01/2018 12/2018
Unemployed San Gabriel CA 01/2016 01/2017
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Gabriel, CA
  • 06/2019 → Present
    Bank Of America, N.A.
    San Gabriel, CA
  • 08/2015 → 12/2019
    California State University Of Northridge
    Northridge, CA
  • 01/2019 → 08/2019
    Skwezed
    City Of Industry, CA
  • 01/2017 → 01/2018
    Musashi Japanese Restaurant
    Northridge, CA
  • 01/2018 → 12/2018
    Unemployed
    San Gabriel, CA
  • 01/2016 → 01/2017
    Unemployed
    San Gabriel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-10
  • S66 Uniform Combined State Law Examination
    2021-04-10
Other Names
  • Alan Phan

View on SEC IAPD

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