Christopher A Birozes

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-03
GA	RA	APPROVED	2025-06-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	01/2020	Present
Bank Of America, N.A.	Charlotte	NC	01/2020	Present
Diocese Of Charlotte	Charlotte	NC	07/2019	01/2020
Maui Dive Shop	Kihei	HI	05/2018	07/2018
Us Security Associates	Roswell	GA	05/2017	08/2017
Logan's Roadhouse	Monroe	NC	01/2017	03/2018
Wingate University	Wingate	NC	08/2015	12/2019
Wingate University	Wingate	NC	08/2014	12/2019
Morgan Stanley	Alpharetta	GA	06/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2025	Present

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
01/2020 → Present

Bank Of America, N.A.

Charlotte, NC
07/2019 → 01/2020

Diocese Of Charlotte

Charlotte, NC
05/2018 → 07/2018

Maui Dive Shop

Kihei, HI
05/2017 → 08/2017

Us Security Associates

Roswell, GA
01/2017 → 03/2018

Logan's Roadhouse

Monroe, NC
08/2015 → 12/2019

Wingate University

Wingate, NC
08/2014 → 12/2019

Wingate University

Wingate, NC
06/2025 → Present

Morgan Stanley

Alpharetta, GA
07/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-05

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