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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-08-03
  • AL RA
    APPROVED
    Since 2023-08-03

Branch Locations

101 E 11Th St, Anniston, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, Na Anniston AL 10/2009 08/2023
Wells Fargo Clearing Services, Llc Anniston AL 08/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; ANNISTON, AL; 50% OWNERSHIP W/ SPOUSE; START 08/03/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. DUTIES: NONE.; EXECUTOR FOR FATHER, INV RELATED, ANNISTON, AL, START: 9/30/2021, 10 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-07
  • S66 Uniform Combined State Law Examination
    2005-04-07

View on SEC IAPD

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