Keith Alan Fountain

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 08/2023
  Bank Of America, Na
  Anniston, AL
• 08/2023 → Present
  Wells Fargo Clearing Services, Llc
  Anniston, AL

Previous Registrations

• 2005-04-08 → 2023-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Anniston, AL
  Gadsden, AL
  Gadsden, AL

Other Businesses

RENTAL PROPERTY; INV RELATED; ANNISTON, AL; 50% OWNERSHIP W/ SPOUSE; START 08/03/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. DUTIES: NONE.; EXECUTOR FOR FATHER, INV RELATED, ANNISTON, AL, START: 9/30/2021, 10 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-07