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Theodore Alexander Mpatsios-Pappas

Rockefeller Capital Management

Fort Lauderdale, FL

Rockefeller Financial LLC

Atlanta, GA

Fort Lauderdale, FL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-14
TX RA APPROVED 2025-06-27
  • FL RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-06-27

Branch Locations

515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-07
TX RA APPROVED 2025-06-27
  • FL RA
    APPROVED
    Since 2025-07-07
  • TX RA
    APPROVED
    Since 2025-06-27

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2020 08/2022
Unemployed Sunny Isles Beach FL 06/2020 09/2020
Northwestern Mutual Gainsville FL 12/2019 04/2020
University Of Florida Gainsville FL 08/2016 05/2020
Ubs Financial Services Inc. Fort Lauderdale FL 08/2022 06/2025
Rockefeller Financial Llc Fort Lauderdale FL 06/2025 Present
Rockefeller Capital Management Fort Lauderdale FL 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-30
  • S66 Uniform Combined State Law Examination
    2022-03-30
Other Names
  • Theodore Pappas
  • Teddy Pappas
  • Theodore Mpatsios-Pappas

View on SEC IAPD

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