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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-08-19 |
Branch Locations
300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States
Baltimore, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 01/2020 | 07/2022 |
| Panera Bread | Baltmore | MD | 07/2018 | 01/2020 |
| Mission Bbq | Glen Burnie | MD | 09/2017 | 07/2018 |
| Dinosaur Bbq | Baltimore | MD | 09/2015 | 09/2017 |
| Ameriprise Financial Services, Llc | Owings Mills | MD | 07/2022 | Present |
Outside Employment; Brad Schwartz Wealth Management LLC; AFA; AFA; 300 Red Brook Blvd, Suite 320, Owings Mills, MD, 21117; Investment-Related; 07/25/2022; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
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