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Michael Andrew Niemiec

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-31
  • CA RA
    APPROVED
    Since 2025-10-31

Branch Locations

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 01/2020 Present
Bank Of America Newpot Beach CA 12/2019 04/2025
City National Bank City Of Industry CA 10/2018 12/2019
Jpmorgan Chase Irvine CA 10/2010 07/2018
University Of Pennsylvania Philadelphia PA 06/2015 06/2018
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 12/2019 → 04/2025
    Bank Of America
    Newpot Beach, CA
  • 10/2018 → 12/2019
    City National Bank
    City Of Industry, CA
  • 10/2010 → 07/2018
    Jpmorgan Chase
    Irvine, CA
  • 06/2015 → 06/2018
    University Of Pennsylvania
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2025-10-31

View on SEC IAPD

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