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James T. Nguyen

Strategic Advisers LLC

Tukwila, WA

Federal Way, WA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
WA RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • WA RA
    APPROVED
    Since 2025-03-31

Branch Locations

304 Strander Blvd, Tukwila, WA 98188-2939 • United States

Federal Way, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duvall WA 11/2017 08/2020
Bank Of America, N.A. Duvall WA 11/2017 08/2020
Jpmorgan Chase Seattle WA 01/2017 11/2017
Little Big Burger Seattle WA 03/2019 09/2019
Nike Tulalip WA 07/2016 07/2017
University Of Washington Seattle WA 09/2012 12/2016
Fidelity Investments Tukwila WA 08/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2017 → 08/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Duvall, WA
  • 11/2017 → 08/2020
    Bank Of America, N.A.
    Duvall, WA
  • 01/2017 → 11/2017
    Jpmorgan Chase
    Seattle, WA
  • 03/2019 → 09/2019
    Little Big Burger
    Seattle, WA
  • 07/2016 → 07/2017
    Nike
    Tulalip, WA
  • 09/2012 → 12/2016
    University Of Washington
    Seattle, WA
  • 08/2020 → Present
    Fidelity Investments
    Tukwila, WA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-13
  • S66 Uniform Combined State Law Examination
    2020-06-13
Other Names
  • James Nguyen
  • James Trunghieu Nguyen

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.
PLANMEMBER SECURITIES CORPORATION
DECKER RETIREMENT PLANNING INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES

Other Investors

LANCE KENJI NEKOTA
DARREN DOUGLAS HOREJSI
SERGIO GABRIEL GARZA
BRENDA SUE HUBER
CATHERINE MARIE SIMMONS
Nathaniel Allan Engstrom
TONYA N PARKER
JEREMY BARRETTE

Other Offices

LPL FINANCIAL LLC · TUKWILA, WA
CETERA INVESTMENT ADVISERS LLC · TUKWILA, WA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Tukwila, WA
OSAIC WEALTH, INC. · SEATTLE, WA
PLANMEMBER SECURITIES CORPORATION · Seattle, WA
DECKER RETIREMENT PLANNING INC. · Renton, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tukwila, WA
EDWARD JONES · Tukwila, WA

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