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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-12 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2020 | 01/2023 |
| La Fitness International Llc | Phoenix | AZ | 12/2017 | 08/2021 |
| Ruby Tuesdays | Grand Forks | ND | 06/2013 | 06/2017 |
| University Of North Dakota | Grand Forks | ND | 09/2012 | 12/2016 |
| Parasole Restaurants | Burnsville | MN | 06/2017 | 08/2017 |
| Unemployed | Peoria | AZ | 08/2017 | 12/2017 |
| Cresset Asset Management, Llc | Scottsdale | AZ | 01/2023 | 05/2024 |
| Grand Canyon University | Phoenix | AZ | 06/2020 | 03/2022 |
| Hub International | Scottsdale | AZ | 07/2024 | 11/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 11/2025 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-09 |
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