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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-04-05 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Fountain City, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2020 | 12/2021 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 07/2020 | 12/2021 |
| Armed Foces | Minneapolis | MN | 09/2007 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
1) US Army Reserve, Not Investment-related, Lodi, WI, USA, Commissioned Officer, Start Date: 09/01/2007, 4 hrs per week, 0 trading hrs per week, Army, Duties: Recruitment and retention of draft board members and ensuring citizens properly sign up for selective service in the state of Wisconsin. 2) The Golden Frog / Bartender. Bar and Grill. Making and serving drinks and food. 32 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-18 |
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