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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-04-05
  • WI RA
    APPROVED
    Since 2023-04-05

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Fountain City, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2020 12/2021
Northwestern Mutual Investment Services Llc Middleton WI 07/2020 12/2021
Armed Foces Minneapolis MN 09/2007 Present
Empower Financial Services, Inc Greenwood Village CO 04/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
Previous Registrations
Other Businesses

1) US Army Reserve, Not Investment-related, Lodi, WI, USA, Commissioned Officer, Start Date: 09/01/2007, 4 hrs per week, 0 trading hrs per week, Army, Duties: Recruitment and retention of draft board members and ensuring citizens properly sign up for selective service in the state of Wisconsin. 2) The Golden Frog / Bartender. Bar and Grill. Making and serving drinks and food. 32 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
  • S66 Uniform Combined State Law Examination
    2021-10-18
Other Names
  • Bradley Robert Fritz

View on SEC IAPD

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