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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1700 Mile Hill Dr Suite 264, Port Orchard, WA 98366 • United States

1055 Lpl Way, Fort Mill, SC 29715 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Inc Fort Worth TX 01/2020 07/2020
Us Navy Silverdale WA 11/2010 07/2020
First Command Brokerage Services Inc Fort Worth TX 07/2020 02/2021
First Command Advisory Services, Inc. Fort Worth TX 07/2020 02/2021
First Command Insurance Services, Inc. Fort Worth TX 07/2020 02/2021
Allstate Port Orchard WA 03/2021 10/2021
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Poulsbo WA 10/2021 05/2023
Pruco Securities Llc Bellevue WA 05/2023 11/2024
The Prudential Insurance Company Of America Bellevue WA 06/2023 Present
Lpl Enterprise, Llc Fort Mill SC 11/2024 Present
  • 01/2020 → 07/2020
    First Command Brokerage Services Inc
    Fort Worth, TX
  • 11/2010 → 07/2020
    Us Navy
    Silverdale, WA
  • 07/2020 → 02/2021
    First Command Brokerage Services Inc
    Fort Worth, TX
  • 07/2020 → 02/2021
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 07/2020 → 02/2021
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 03/2021 → 10/2021
    Allstate
    Port Orchard, WA
  • 10/2021 → 05/2023
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    Poulsbo, WA
  • 05/2023 → 11/2024
    Bellevue, WA
  • 06/2023 → Present
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 11/2024 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-12
  • S66 Uniform Combined State Law Examination
    2020-10-12
Other Names
  • Roger Gonzalez

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