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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services,Inc. | Port Orchard | WA | 10/1997 | 09/2025 |
| Avantax Advisory Services | Port Orchard | WA | 07/2002 | 09/2025 |
| Cetera Wealth Services, Llc | Port Orchard | WA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Advanced Financial Tax,LLC-Comprehensive Financial 504 Dekalb St~Port Orchard,~WA~98366~Accounting Services/Tax Preparation~Owner~1/1/1998~100hrs~100hrs~Meet with clients, prepare and file tax returns. Provide accounting services. 2) Advanced Financial Tax, LLC 504 Dekalb ST~Port Orchard~WA~98366~Accounting Services/Tax Preparation~Owner~11/9/2009~100hrs~100hrs~Meet with clients to discuss and prepare tax returns including accounting and bookkeeping tasks required to compile information for tax preparation 3) HJK Properties, LLC 504 Dekalb St~Port Orchard~WA~98366~Other~Owner~5/8/2017~0hrs~0hrs~No duties, No public business activity. 4) HARRY J. KEPPERT POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 504 Dekalb St, Port Orchard WA 98366, United States DESCRIPTION: meet with clients, evaluate appropriate policies for their situation, review and explain policy benefits and cost. Prepare applications.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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