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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-05
  • WA RA
    APPROVED
    Since 2025-09-05

Branch Locations

504 Dekalb, Port Orchard, WA 98366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services,Inc. Port Orchard WA 10/1997 09/2025
Avantax Advisory Services Port Orchard WA 07/2002 09/2025
Cetera Wealth Services, Llc Port Orchard WA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1997 → 09/2025
    Avantax Investment Services,Inc.
    Port Orchard, WA
  • 07/2002 → 09/2025
    Avantax Advisory Services
    Port Orchard, WA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Port Orchard, WA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-01-28 → 2025-09-05
    Avantax Advisory Services
    Port Orchard, WA
Other Businesses

1) Advanced Financial Tax,LLC-Comprehensive Financial 504 Dekalb St~Port Orchard,~WA~98366~Accounting Services/Tax Preparation~Owner~1/1/1998~100hrs~100hrs~Meet with clients, prepare and file tax returns. Provide accounting services. 2) Advanced Financial Tax, LLC 504 Dekalb ST~Port Orchard~WA~98366~Accounting Services/Tax Preparation~Owner~11/9/2009~100hrs~100hrs~Meet with clients to discuss and prepare tax returns including accounting and bookkeeping tasks required to compile information for tax preparation 3) HJK Properties, LLC 504 Dekalb St~Port Orchard~WA~98366~Other~Owner~5/8/2017~0hrs~0hrs~No duties, No public business activity. 4) HARRY J. KEPPERT POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 504 Dekalb St, Port Orchard WA 98366, United States DESCRIPTION: meet with clients, evaluate appropriate policies for their situation, review and explain policy benefits and cost. Prepare applications.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-16
S63 Uniform Securities Agent State Law Examination 1997-11-13
  • S66 Uniform Combined State Law Examination
    2001-11-16
  • S63 Uniform Securities Agent State Law Examination
    1997-11-13
Other Names
  • Harry John Jr Keppert

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