Harry John Keppert

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1997 → 09/2025
  Avantax Investment Services,Inc.
  Port Orchard, WA
• 07/2002 → 09/2025
  Avantax Advisory Services
  Port Orchard, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Port Orchard, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-01-28 → 2025-09-05
  Avantax Advisory Services
  Port Orchard, WA

Other Businesses

1) Advanced Financial Tax,LLC-Comprehensive Financial 504 Dekalb St~Port Orchard,~WA~98366~Accounting Services/Tax Preparation~Owner~1/1/1998~100hrs~100hrs~Meet with clients, prepare and file tax returns. Provide accounting services. 2) Advanced Financial Tax, LLC 504 Dekalb ST~Port Orchard~WA~98366~Accounting Services/Tax Preparation~Owner~11/9/2009~100hrs~100hrs~Meet with clients to discuss and prepare tax returns including accounting and bookkeeping tasks required to compile information for tax preparation 3) HJK Properties, LLC 504 Dekalb St~Port Orchard~WA~98366~Other~Owner~5/8/2017~0hrs~0hrs~No duties, No public business activity. 4) HARRY J. KEPPERT POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 504 Dekalb St, Port Orchard WA 98366, United States DESCRIPTION: meet with clients, evaluate appropriate policies for their situation, review and explain policy benefits and cost. Prepare applications.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-16
• S63 Uniform Securities Agent State Law Examination
  1997-11-13

Other Names

• Harry John Jr Keppert