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Diana Edith Cortez

Wells Fargo Clearing Services, LLC

Harlingen, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-21
  • TX RA
    APPROVED
    Since 2020-12-21

Branch Locations

1206 Dixieland Rd, Harlingen, TX 78552 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Brownsville TX 06/2014 Present
Wells Fargo Clearing Services, Llc Brownsville TX 01/2020 Present
Pandora By Reeds Brownsville TX 10/2018 12/2018
  • 06/2014 → Present
    Wells Fargo Bank, Na
    Brownsville, TX
  • 01/2020 → Present
    Wells Fargo Clearing Services, Llc
    Brownsville, TX
  • 10/2018 → 12/2018
    Pandora By Reeds
    Brownsville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
  • S66 Uniform Combined State Law Examination
    2020-12-21
Other Names
  • Diana Cortez
  • Diana E Cortez
  • Diana Edith Medrano
  • Diana E Medrano
  • Diana Medrano

View on SEC IAPD

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Other Offices

EDWARD JONES · HARLINGEN, TX
AMERIPRISE FINANCIAL SERVICES, LLC · HARLINGEN, TX
LPL FINANCIAL LLC · HARLINGEN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Harlingen, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Harlingen, TX
PFS INVESTMENTS INC. · HARLINGEN, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARLINGEN, TX
PNC WEALTH MANAGEMENT LLC · HARLINGEN, TX

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