Best Investors Account Sign in

Frank Jesse Cordova

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7213346

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-06-20
AZ RA APPROVED 2021-04-05
TX RA APPROVED 2021-03-29
  • NM RA
    APPROVED
    Since 2024-06-20
  • AZ RA
    APPROVED
    Since 2021-04-05
  • TX RA
    APPROVED
    Since 2021-03-29

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2020 Present
Johnstone Supply Las Cruces NM 05/2014 05/2017
Mcf Construction Inc. Tavernier FL 05/2016 09/2019
New Mexico State University Las Cruces NM 09/2015 05/2018
Unemployed Las Cruces NM 09/2019 01/2020
  • 01/2020 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2014 → 05/2017
    Johnstone Supply
    Las Cruces, NM
  • 05/2016 → 09/2019
    Mcf Construction Inc.
    Tavernier, FL
  • 09/2015 → 05/2018
    New Mexico State University
    Las Cruces, NM
  • 09/2019 → 01/2020
    Unemployed
    Las Cruces, NM
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-23
S63 Uniform Securities Agent State Law Examination 2020-02-21
  • S66 Uniform Combined State Law Examination
    2021-03-23
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
Other Names
  • Frank Jesse Cordova
  • Frankie Cordova
  • Frank Cordova

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor