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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| IN | RA | APPROVED | 2022-08-23 |
Branch Locations
100 N Michigan St, South Bend, IN 46601 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Drake & Associates, Llc | Waukesha | WI | 12/2019 | 06/2022 |
| Flemings Steakhouse | Brookfield | WI | 09/2014 | 11/2021 |
| Remax Legacy | Muskego | WI | 10/2016 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Bend | IN | 08/2022 | Present |
| Bank Of America, N.A. | South Bend | IN | 08/2022 | Present |
Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 2212 E. Moreland Blvd., Suite 200 Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent;Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40. I*2466310, Entity Type: Entity For Profit, Name of OBA: Gymnastics Michiana, Address: Mishawaka, Indiana, 46545, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/10/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: Coaching Kids
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-16 |
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