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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-07-14
FL RA APPROVED 2005-06-13
  • TX RA
    APPROVED
    Since 2006-07-14
  • FL RA
    APPROVED
    Since 2005-06-13

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 12/2004 Present
Bank Of America, N.A. Tampa FL 12/2009 Present
Other Businesses

I*99738 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORENCE CAPITAL LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: TAMPA, FLORIDA 33609 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MANAGING MEMBER START DATE OF RELATIONSHIP: 10/31/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: TO MANAGE AND HOLD MY PERSONAL/FAMILY INVESTMENT ACCOUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-09
  • S66 Uniform Combined State Law Examination
    2005-06-09

View on SEC IAPD

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