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Michael J Cupp

Edward Jones

Santa Fe, NM

CRD 7212283

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-13
NM RA APPROVED 2020-03-04
  • TX RA
    APPROVED
    Since 2020-05-13
  • NM RA
    APPROVED
    Since 2020-03-04

Branch Locations

2801 Rodeo Rd Suite D, Santa Fe, NM 87507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Joint Base Langley Eustis VA 12/2009 10/2019
Edward Jones St Louis MO 12/2019 Present
  • 12/2009 → 10/2019
    Us Army
    Joint Base Langley Eustis, VA
  • 12/2019 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2020-03-02
Other Names
  • Michael James Cupp

View on SEC IAPD

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