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Current Employers
Lucas Group Financial Advisors, Llc

1753 S. West Avenue, Freeport, IL 61032 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-25
  • IL RA
    APPROVED
    Since 2025-08-25

Branch Locations

1617 Temple Lane, Rockford, IL 61112 • United States

1753 S. West Avenue, Freeport, IL 61032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Westmont IL 01/2013 09/2016
Jones Long Lasalle Westmont IL 09/2016 11/2019
Collins Aerospace Rockford IL 11/2019 02/2020
Jones Long Lasalle Westmont IL 02/2020 01/2023
Regal Investment Advisors Kentwood MI 03/2023 09/2025
Lucas Group Financial Advisors, Llc Freeport IL 08/2025 Present
  • 01/2013 → 09/2016
    Unemployed
    Westmont, IL
  • 09/2016 → 11/2019
    Jones Long Lasalle
    Westmont, IL
  • 11/2019 → 02/2020
    Collins Aerospace
    Rockford, IL
  • 02/2020 → 01/2023
    Jones Long Lasalle
    Westmont, IL
  • 03/2023 → 09/2025
    Regal Investment Advisors
    Kentwood, MI
  • 08/2025 → Present
    Freeport, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-10
  • S65 Uniform Investment Adviser Law Examination
    2023-03-10

View on SEC IAPD

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