Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-11-20
  • MD RA
    APPROVED
    Since 2023-11-20

Branch Locations

130 Greene Street, Cumberland, MD 21502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Cumberland MD 07/2016 Present
  • 07/2016 → Present
    Stifel Nicolaus
    Cumberland, MD
Other Businesses

Samadhi; 35 Blackiston Ave Cumberland MD 21502; Yoga and candlemaking; owner; yoga instructor and candle maker; 10/3/2016; 5 hours per Week; not during securities trading hours; Not Inv Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
  • S66 Uniform Combined State Law Examination
    2023-11-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cumberland, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor