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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-01-31
  • IN RA
    APPROVED
    Since 2017-01-31

Branch Locations

601 Main Street, Brookville, IN 47012 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Brookville IN 07/2016 Present
Stonex Advisors Inc Brookville IN 01/2017 Present
  • 07/2016 → Present
    Stonex Securities Inc
    Brookville, IN
  • 01/2017 → Present
    Brookville, IN
Other Businesses

1)Brad M. Tebbe 601 Main Street, Brookville, IN 47012 Office Assistant: Customer service duties for Brad Investment Related Office Assistant Take phone calls, help with paperwork for investment clients 07/06/2016 80 hrs per month and 50 hrs spent during market hrs 2) Farm Credit Mid-America; NOT Investment Related; 12501 Lakefront Place, Louisville, IN 40299; Agricultural Lending; Nominating Committee Member; 11/1/2024; 2 hrs/moth during market hours; Identifying candidates for board of directors positions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2016-09-12
Other Names
  • Katharine Helen Bartlett
  • Katey Burger
  • Katey Bartlett

View on SEC IAPD

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