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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| IN | RA | APPROVED | 2023-10-02 |
Branch Locations
1214 State Road 229 Suite B, Batesville, IN 47006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Batesville | IN | 03/2016 | 08/2023 |
| Osaic | Batesville | IN | 08/2023 | Present |
1) 1/4/2017 - Exclusive - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/19/2016 - 15 Hours Per Month During Securities Trading. 2) 11/27/2018 - Steel Stones Properties, LLC - Investment Related - 9020 Meyer Rd, Brookville, IN 47012 & Empty Lot - Real Estate Rental - Started 10/29/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 3)SENTINEL WEALTH STRATEGIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/23/2016 ADDRESS: 1214 State Rd 229, Suite B, Batesville IN 47006, United States DESCRIPTION: Investment advising 4)STEEL STONES PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2019 ADDRESS: 9020 Meyer Rd, Brookville IN 47012, United States DESCRIPTION: Collect Rent 5)SENTINEL WEALTH STRATEGIES, LLC POSITION: Agent NATURE: Medicare INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/15/2019 ADDRESS: 1214 State Rd 229, Suite B, Batesville IN 47006, United States DESCRIPTION: Medicare insurance 6) NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/11/2020 ADDRESS: 9020 Meyer Rd, Brookville IN 47012, United States DESCRIPTION: Notary Public
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-30 |
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