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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
IN RA APPROVED 2023-10-02
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • IN RA
    APPROVED
    Since 2023-10-02

Branch Locations

1214 State Road 229 Suite B, Batesville, IN 47006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Batesville IN 03/2016 08/2023
Osaic Batesville IN 08/2023 Present
  • 03/2016 → 08/2023
    Batesville, IN
  • 08/2023 → Present
    Osaic
    Batesville, IN
Previous Registrations
  • 2016-04-22 → 2023-10-10
    Batesville, IN
    San Diego, CA
    Batesville, IN
  • 2008-09-25 → 2016-05-02
    Batesville, IN
    Batesville, IN
    Lawrenceburg, IN
    Milan, IN
    Connersville, IN
    Greensburg, IN
    Connersville, IN
    Connersville, IN
    Nashville, IN
    Greensburg, IN
Other Businesses

1) 1/4/2017 - Exclusive - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/19/2016 - 15 Hours Per Month During Securities Trading. 2) 11/27/2018 - Steel Stones Properties, LLC - Investment Related - 9020 Meyer Rd, Brookville, IN 47012 & Empty Lot - Real Estate Rental - Started 10/29/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 3)SENTINEL WEALTH STRATEGIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/23/2016 ADDRESS: 1214 State Rd 229, Suite B, Batesville IN 47006, United States DESCRIPTION: Investment advising 4)STEEL STONES PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2019 ADDRESS: 9020 Meyer Rd, Brookville IN 47012, United States DESCRIPTION: Collect Rent 5)SENTINEL WEALTH STRATEGIES, LLC POSITION: Agent NATURE: Medicare INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/15/2019 ADDRESS: 1214 State Rd 229, Suite B, Batesville IN 47006, United States DESCRIPTION: Medicare insurance 6) NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/11/2020 ADDRESS: 9020 Meyer Rd, Brookville IN 47012, United States DESCRIPTION: Notary Public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
S63 Uniform Securities Agent State Law Examination 2003-04-30
  • S66 Uniform Combined State Law Examination
    2008-09-24
  • S63 Uniform Securities Agent State Law Examination
    2003-04-30
Other Names
  • Lisa Ann Henico
  • Lisa Ann Randazzo
  • Lisa Ann Murray

View on SEC IAPD

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