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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-22 |
| TX | RA | APPROVED | 2016-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2016 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 11/2016 | Present |
I*642240 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: rosemead, California, 91770 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/15/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 I*103886 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: BALDWIN PARK, CALIFORNIA 91706 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, MY OWN PROPERTY START DATE OF RELATIONSHIP: 4/1/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ONE RENTAL PROPERTY, COLLECT RENT ONCE A MONTH I*10333 For profit or not for profit: Name of outside business organization: rental property Investment related: Address of business: alhambra, California 91801 Nature of business: , Position, title, association: , Start date of relationship: 11/26/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-23 |
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