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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-03
WI RA APPROVED 2005-03-23
  • TX RA
    APPROVED
    Since 2007-01-03
  • WI RA
    APPROVED
    Since 2005-03-23

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Mt Horeb, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Madison WI 07/2013 Present
Other Businesses

Rotary Club of Madison West Towne-Middleton / P.O.Box 620312 Middleton,WI 53562 / Foundation/ Other Community Service / The primary purpose of the Organization is to encourage and foster the advancement of international, goodwill, and peace through a world fellowship of business and professional persons united in the ideal of service / Member of Board of Directors / / Organizing vocational service activities / Start Date 6/29/16-6/29/18/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-22
  • S66 Uniform Combined State Law Examination
    2005-03-22
Other Names
  • Adam Schaller

View on SEC IAPD

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