Benjamin Rueff Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Green & Halliburton
  Louisville, KY
• 07/2009 → 10/2025
  L.M. Kohn & Company
  Cincinnati, OH
• 10/2025 → Present
  Lpl Financial
  Louisville, KY

Previous Registrations

• 2009-07-21 → 2025-10-13
  L.M. Kohn & Company
  Cincinnati, OH
  Cincinnati, OH
  Louisville, KY
• 2008-05-14 → 2009-07-13
  Equitable Advisors, Llc
  Louisville, KY
  Louisville, KY
  Louisville, KY

Other Businesses

1) 10/2025 - Green & Halliburton Financial Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 40 hrs per month 2) 10/2025 - Green & Halliburton Inc / Non-Variable Insurance / Medicare insurance sales / Inv Related / Start date 06/01/2004 - 120 hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2007-10-22