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Timothy Aaron Bright

LPl Financial LLC

Swartz Creek, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-09-18
  • MI RA
    APPROVED
    Since 2017-09-18

Branch Locations

8011 Miller Road, Swartz Creek, MI 48473 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Goodrich MI 06/2015 02/2017
The Huntington Investment Company South Lyon MI 02/2017 09/2017
Lpl Financial Llc Swartz Creek MI 09/2017 Present
Previous Registrations
  • 2017-02-01 → 2017-09-19
    Ann Arbor, MI
    Howell, MI
    Brighton, MI
    Pinckney, MI
    Novi, MI
    Howell, MI
    South Lyon, MI
  • 2015-06-29 → 2017-02-01
    Ann Arbor, MI
    Brighton, MI
    Howell, MI
    Pinckney, MI
    South Lyon, MI
    Novi, MI
    Howell, MI
  • 2012-10-01 → 2015-06-23
    Ortonville, MI
    Goodrich, MI
  • 2007-05-15 → 2012-10-01
    Chase Investment Services Corp.
    Ortonville, MI
    Grand Blanc, MI
    Goodrich, MI
Other Businesses

1. 01/30/2018 - BFI Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/23/2018 - 175 Hours Per Month/35 Hours During Securities Trading. 2. 6/18/2020 - ABS American Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/29/2020 - 4 Hours Per Month During Securities Trading - Offer clients Life Insurance and Fixed annuities. 3. 01/18/2024 - Bright's Tax Service - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 10 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-01
  • S66 Uniform Combined State Law Examination
    2005-03-01

View on SEC IAPD

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