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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-09-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Goodrich | MI | 06/2015 | 02/2017 |
| The Huntington Investment Company | South Lyon | MI | 02/2017 | 09/2017 |
| Lpl Financial Llc | Swartz Creek | MI | 09/2017 | Present |
1. 01/30/2018 - BFI Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/23/2018 - 175 Hours Per Month/35 Hours During Securities Trading. 2. 6/18/2020 - ABS American Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/29/2020 - 4 Hours Per Month During Securities Trading - Offer clients Life Insurance and Fixed annuities. 3. 01/18/2024 - Bright's Tax Service - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 10 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-01 |
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