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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-15 |
| MI | RA | APPROVED | 2015-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Swartz Creek | MI | 01/2015 | Present |
1. 2/12/2015: MID MICHIGAN FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/01/2015. 2. 6/28/2019 - Financial Tax Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 04/01/2019 - 5 Hours Per Month During Securities Trading - Enrolled agent for tax prep. 3. 5/1/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Broker - Started 04/30/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/7/2021 - JDL Commercial Holdings LLC - Investment Related - 8011 Miller Rd. Swartz Creek, MI 48473 - Real Estate Rental - Started 09/02/2021 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-09 |
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