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Jared Douglas Whittey

LPl Financial LLC

Swartz Creek, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-15
MI RA APPROVED 2015-01-05
  • TX RA
    APPROVED_RES
    Since 2019-07-15
  • MI RA
    APPROVED
    Since 2015-01-05

Branch Locations

8011 Miller Road, Swartz Creek, MI 48473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Swartz Creek MI 01/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-01-08
    Vernon, MI
    Swartz Creek, MI
    Fenton, MI
    Flushing, MI
    Flushing, MI
  • 2010-03-30 → 2012-10-01
    Chase Investment Services Corp.
    Vernon, MI
    Grand Blanc, MI
    Lansing, MI
    Swartz Creek, MI
  • 2009-05-22 → 2010-02-25
    Saginaw, MI
    Whitelake, MI
    Fenton, MI
    Midland, MI
    Bay City, MI
    Saginaw, MI
    Highland, MI
    Saginaw, MI
  • 2005-07-06 → 2009-05-05
    Chase Investment Services Corp.
    Swartz Creek, MI
    Vernon, MI
    Chicago, IL
    Flushing, MI
  • 2003-03-27 → 2005-07-06
    Banc One Securities Corporation
    Flushing, MI
Other Businesses

1. 2/12/2015: MID MICHIGAN FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/01/2015. 2. 6/28/2019 - Financial Tax Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 04/01/2019 - 5 Hours Per Month During Securities Trading - Enrolled agent for tax prep. 3. 5/1/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Broker - Started 04/30/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/7/2021 - JDL Commercial Holdings LLC - Investment Related - 8011 Miller Rd. Swartz Creek, MI 48473 - Real Estate Rental - Started 09/02/2021 - 0 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-09
  • S66 Uniform Combined State Law Examination
    2000-08-09

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