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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-07 |
| FL | RA | APPROVED | 2022-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Intercontinental University | Schaumburg | IL | 08/2014 | 07/2017 |
| Charles Schwab And Company | Orlando | FL | 07/2016 | 07/2018 |
| Pershing Advisor Solutions Llc | Lake Mary | FL | 07/2018 | 07/2019 |
| Robinhood Financial Llc | Lake Mary | FL | 10/2019 | 05/2022 |
| Charles Schwab & Co., Inc. | Orlando | FL | 05/2022 | Present |
| Schwab Wealth Advisory, Inc. | Orlando | FL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-24 |
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