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Connor Flanary Obrien

Rbc Capital Markets, LLC

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-12-15
  • MN RA
    APPROVED
    Since 2025-12-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 09/2019 Present
Prudential Financial St Louis Park MN 10/2017 09/2019
Prudential Financial St Louis Park MN 06/2017 09/2017
Raymond James Memphis TN 07/2016 09/2016
University Of St Thomas St Paul MN 09/2014 05/2018
  • 09/2019 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 10/2017 → 09/2019
    Prudential Financial
    St Louis Park, MN
  • 06/2017 → 09/2017
    Prudential Financial
    St Louis Park, MN
  • 07/2016 → 09/2016
    Raymond James
    Memphis, TN
  • 09/2014 → 05/2018
    University Of St Thomas
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
  • S66 Uniform Combined State Law Examination
    2025-12-15
Other Names
  • Connor Flanary Obrien
  • Connor Obrien

View on SEC IAPD

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