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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 07/2016 | 11/2019 |
| E*Trade Capital Management Llc | Alpharetta | GA | 10/2019 | 11/2019 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2019 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 11/2019 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
1. BuildingaBar 2. Investment Related: No 3. (Personal Address) 4. Selling Bars Online 5. Owner 6. 07/15/2019 7. Hours devoted to business: 10 8. Hours devoted during Securities business: 0 9. Set up and run website, marketing of website, finding products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-06 |
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