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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-11-18
TX RA APPROVED 2020-11-18
  • MI RA
    APPROVED
    Since 2020-11-18
  • TX RA
    APPROVED
    Since 2020-11-18

Branch Locations

415 Rodd Street Suite 1, Midland, MI 48640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Midland MI 07/2016 11/2016
Northwood University Midland MI 08/2012 Present
Wells Fargo Clearing Services, Llc Midland MI 11/2016 11/2020
Stifel Nicolaus & Co Inc Midland MI 11/2020 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Midland, MI
  • 08/2012 → Present
    Northwood University
    Midland, MI
  • 11/2016 → 11/2020
    Midland, MI
  • 11/2020 → Present
    Stifel Nicolaus & Co Inc
    Midland, MI
Previous Registrations
Other Businesses

1. Birdman's Bass Fishing Tournament Series LLC; 2872 e DeGeer court Midland, MI; Evening local fishing tournament series. 100% payback to competitors. Wednesdays 6:00 pm - 9:30 PM in the summer; Co Director; Directing local fishing tournaments. Registration, scheduling, orginization, etc; 05/01/2025; 25hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-06
  • S66 Uniform Combined State Law Examination
    2017-01-06
Other Names
  • Dennis Stolz

View on SEC IAPD

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