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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| KY | RA | APPROVED | 2025-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lexington | KY | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | 07/2019 |
| Fwg Investments, Llc | Lexington | KY | 07/2019 | 01/2025 |
| Family Wealth Group, Llc | Lexington | KY | 07/2019 | 01/2025 |
| Spectrum Financial Alliance Ltd Llc | Nicholasville | KY | 01/2025 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Louisville | KY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-13 |
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
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