Best Investors Account Sign in

Vincent Kafu Yip

Morgan Stanley

Cupertino, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-07
CA RA APPROVED 2022-06-19
  • TX RA
    APPROVED
    Since 2022-07-07
  • CA RA
    APPROVED
    Since 2022-06-19

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Francisco CA 07/2016 12/2018
Jpmorgan Chase Bank San Francisco CA 07/2016 12/2018
Wells Fargo Bank, N.A. San Mateo CA 01/2019 01/2022
Wells Fargo Clearing Services Llc San Mateo CA 01/2019 01/2022
Morgan Stanley Smith Barney Llc Cupertino CA 01/2022 Present
  • 07/2016 → 12/2018
    Jp Morgan Securities Llc
    San Francisco, CA
  • 07/2016 → 12/2018
    Jpmorgan Chase Bank
    San Francisco, CA
  • 01/2019 → 01/2022
    Wells Fargo Bank, N.A.
    San Mateo, CA
  • 01/2019 → 01/2022
    Wells Fargo Clearing Services Llc
    San Mateo, CA
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-17
S63 Uniform Securities Agent State Law Examination 2016-08-17
  • S65 Uniform Investment Adviser Law Examination
    2022-06-17
  • S63 Uniform Securities Agent State Law Examination
    2016-08-17
Other Names
  • Vincent Yip
  • Vince Yip
  • Vincent Kafu Yip

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.
EVEREST PRIVATE WEALTH
AIMTOP ADVISORS, LLC
AKRISH FINANCIAL ADVISORY
FV ADVISORS LLC
MINOVA CAPITAL LLC

Other Investors

Susan Tzu-Ling Chen
HANNAH HAN
Amanda Cradeur
GARY PAUL JAMIESON CORNFORD
MARY YUKWAH LAI
Jordan Royce Matthews
AIYUN ZONG
Shu-Ming Chang Chu

Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

More in Cupertino, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor