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Spencer Yves Gomes

J.P. Morgan Securities LLC

Saginaw, MI

Saginaw, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-19
  • MI RA
    APPROVED
    Since 2024-11-19

Branch Locations

821 Court Street, Saginaw, MI 48602 • United States

4144 Bay Road, Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Saginaw MI 09/2016 Present
Jpmorgan Chase Bank, N.A. Saginaw MI 09/2016 Present
Huntington National Bank Saginaw MI 10/2015 09/2016
  • 09/2016 → Present
    J.P. Morgan Securities Llc
    Saginaw, MI
  • 09/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Saginaw, MI
  • 10/2015 → 09/2016
    Huntington National Bank
    Saginaw, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-05
S63 Uniform Securities Agent State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2024-04-05
  • S63 Uniform Securities Agent State Law Examination
    2016-11-10

View on SEC IAPD

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