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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | St. Albans | MO | 07/2016 | 09/2016 |
| National Planning Corporation | Saint Albans | MO | 09/2016 | Present |
| Lpl Financial Llc | St. Albans Rd | MO | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - 4 Hours Per Month/4 During Securities Trading. 2. 11/29/2017 - Resource One Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 7/13/2016 - 40 Hours Per Month/9 During Securities Trading. 3. 07/15/2019 - David Financial Services LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:03/11/2019 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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