Benjamin Joseph Cohen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2020
  Vanguard
  Scottsdale, AZ
• 09/2017 → 09/2018
  Self Employed
  Scottsdale, AZ
• 07/2021 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 12/2020 → 07/2021
  Unemployed
  Scottsdale, AZ

Previous Registrations

• 2019-11-18 → 2020-12-16
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

1) Uber/Lyft|Investment Related: No|Travel/Transportation/Tourism|Driver|2/1/2024|Less than 20 hour/month - 0 during trading hours|Uber/Lyft Driver

Exams

• S66 Uniform Combined State Law Examination
  2019-11-07
• S63 Uniform Securities Agent State Law Examination
  2016-08-23

Other Names

• Ben Cohen
• Benjamin J Cohen
• Benjamin Cohen