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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-02 |
| CA | RA | APPROVED | 2021-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard | Scottsdale | AZ | 07/2016 | 12/2020 |
| Self Employed | Scottsdale | AZ | 09/2017 | 09/2018 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2021 | Present |
| Unemployed | Scottsdale | AZ | 12/2020 | 07/2021 |
1) Uber/Lyft|Investment Related: No|Travel/Transportation/Tourism|Driver|2/1/2024|Less than 20 hour/month - 0 during trading hours|Uber/Lyft Driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-23 |
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