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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-13
  • MN RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 07/2016 10/2022
U.S. Bancorp Investments, Inc. Saint Paul MN 10/2022 02/2026
U.S. Bancorp Advisors, Llc Saint Paul MN 02/2026 Present
Previous Registrations
Other Businesses

Twin City Bond Club; Not investment-related; Minneapolis, MN; Non-profit; Board Member; Board Member; 1/1/2026; 2 hours/mo; 0 hours/trading; Manage the website; send out event invites and reminders, work with sponsors who donate to help with operations and goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
  • S66 Uniform Combined State Law Examination
    2019-02-25

View on SEC IAPD

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