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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2024-03-22 |
Branch Locations
11302 Fm 2222, Austin, TX 78730 • United States
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
2302 Ranch Rd 620 S, Lakeway, TX 78734 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Torrance | CA | 08/2016 | 01/2017 |
| Jp Morgan Chase Bank | Manhattan Beach | CA | 01/2017 | 06/2018 |
| Jp Morgan Securities, Llc | Manhattan Beach | CA | 01/2017 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 07/2018 | 03/2024 |
| Bank Of America, N.A. | Austin | TX | 07/2018 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-02 |
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