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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED | 2022-06-03 |
| CT | RA | APPROVED | 2022-04-25 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 07/2016 | 01/2022 |
| Orange Theory Fitness | Portland | ME | 10/2021 | Present |
| Morgan Stanley Smith Barney Llc | Boston | MA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-30 |
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