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Dwight House

J.P. Morgan Securities LLC

Indian Land, SC

Waxhaw, NC

CRD 6685052

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-17
NC RA APPROVED 2025-05-22
TX RA APPROVED 2025-05-22
  • SC RA
    APPROVED
    Since 2025-11-17
  • NC RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

8600 Charlotte Hwy, Indian Land, SC 29707 • United States

3210 S Providence Rd, Waxhaw, NC 28173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2016 05/2025
J.P. Morgan Securities Llc Charlotte NC 05/2025 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 05/2025 Present
  • 07/2016 → 05/2025
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2025 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-15
S63 Uniform Securities Agent State Law Examination 2016-09-06
  • S66 Uniform Combined State Law Examination
    2020-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-09-06
Other Names
  • Dwight House
  • Dwight Ulysses House

View on SEC IAPD

Nearby Firms

TRUIST ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FIFTH THIRD SECURITIES, INC.

Nearby Investors

Robert Arthur Needham
BENJAMIN HOMER DENNING
Alexis Thomas

Nearby Offices

TRUIST ADVISORY SERVICES, INC. · INDIAN LAND, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · INDIAN LAND, SC
FIFTH THIRD SECURITIES, INC. · INDIAN LAND, SC

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