Alexis Thomas

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-06-16
TX	RA	APPROVED	2026-04-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	05/2024	12/2025
The Village Bar And Grill	Savannah	GA	05/2019	07/2019
The Landings Golf And Athletic Club	Savannah	GA	05/2020	05/2024
Sound View Wealth Advisors	Savannah	GA	05/2022	06/2023
Sacred Heart Griffin High School	Springfield	IL	08/2014	05/2017
Savannah Christian Preparatory School	Savannah	GA	08/2017	05/2018
Georgia Southern University	Statesboro	GA	08/2018	06/2023
The Landings Golf And Athletic Club	Savannah	GA	07/2019	05/2020
Vanguard Marketing Corporation	Charlotte	NC	05/2024	12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indian Land	SC	12/2025	Present
Bank Of America, N.A.	Indian Land	SC	02/2026	Present

05/2024 → 12/2025

The Vanguard Group, Inc.

Charlotte, NC
05/2019 → 07/2019

The Village Bar And Grill

Savannah, GA
05/2020 → 05/2024

The Landings Golf And Athletic Club

Savannah, GA
05/2022 → 06/2023

Sound View Wealth Advisors

Savannah, GA
08/2014 → 05/2017

Sacred Heart Griffin High School

Springfield, IL
08/2017 → 05/2018

Savannah Christian Preparatory School

Savannah, GA
08/2018 → 06/2023

Georgia Southern University

Statesboro, GA
07/2019 → 05/2020

The Landings Golf And Athletic Club

Savannah, GA
05/2024 → 12/2025

Vanguard Marketing Corporation

Charlotte, NC
12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Land, SC
02/2026 → Present

Bank Of America, N.A.

Indian Land, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-06
S63	Uniform Securities Agent State Law Examination	2024-08-05