Best Investors
Account
Sign in
Best Investors
Account
Sign in
Swisher Financial Concepts, Inc. CRD 121384
$317M regulatory AUM 9 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
612 Office Parkway Suite B, Westerville, OH 43082 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-01-19 |
Branch Locations
612 Office Parkway Suite B, Westerville, OH 43082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swisher Financial Concepts | Westerville | OH | 06/2016 | 01/2017 |
| Ohio National Financial Services | Cincinnati | OH | 09/2016 | 01/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 09/2016 | 01/2019 |
| Swisher Financial Concepts, Inc. | Westerville | OH | 01/2017 | 12/2023 |
| Swisher Financial Concepts, Inc | Westerville | OH | 01/2024 | Present |
Insurance. Life, health, accident, disability. 8 hrs/mo; 8 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
Reach out to this advisor