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Alexander Christopher Croy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wichita, KS

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-26
KS RA APPROVED 2020-11-27
  • TX RA
    APPROVED_RES
    Since 2023-01-26
  • KS RA
    APPROVED
    Since 2020-11-27

Branch Locations

2959 N Rock Rd, Wichita, KS 67226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wichita State University Wichita KS 08/2015 07/2017
Axa Advisors Wichita KS 07/2016 05/2017
New York Life Insurance Company Wichita KS 06/2017 03/2020
Nylife Securities Llc Wichita KS 10/2017 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita KS 03/2020 Present
Bank Of America, N.A. Wichita KS 06/2020 Present
  • 08/2015 → 07/2017
    Wichita State University
    Wichita, KS
  • 07/2016 → 05/2017
    Axa Advisors
    Wichita, KS
  • 06/2017 → 03/2020
    New York Life Insurance Company
    Wichita, KS
  • 10/2017 → 03/2020
    Nylife Securities Llc
    Wichita, KS
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wichita, KS
  • 06/2020 → Present
    Bank Of America, N.A.
    Wichita, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2018-01-05
  • S66 Uniform Combined State Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2018-01-05
Other Names
  • Alexander Christopher Croy
  • Alexander Croy

View on SEC IAPD

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ALAINA ANNE STEVENS
Robert Shane Preble

Other Offices

LPL FINANCIAL LLC · WICHITA, KS
ACRYLIC FINANCIAL, INC. · Wichita, KS
LPL FINANCIAL LLC · WICHITA, KS
LPL FINANCIAL LLC · WICHITA, KS
EDWARD JONES · WICHITA, KS
EDWARD JONES · WICHITA, KS
LPL FINANCIAL LLC · WICHITA, KS
WICHITA WEALTH MANAGEMENT, LLC · WICHITA, KS

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