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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-29 |
| CA | RA | APPROVED | 2020-08-19 |
Branch Locations
555 Capitol Mall, Sacramento, CA 95814 • United States
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Retirement Plan Services | Folsom | CA | 11/2015 | 04/2020 |
| John Hancock Distributors Llc | Pasadena | CA | 07/2016 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 04/2020 | Present |
I*3680265Entity Type: Fiduciary roleName of OBA: S. Family 2015 Revocable TrustAddress: El Dorado Hills, California, 95762Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 10/20/2025Number of Hours: 0Number of Hours during trading: 0Duties: Co-Trustee ParentI*4516291, Entity Type, Name of OBA: S Family 2015 Revocable Trust Address: El Dorado Hills California 95762 Investment Related:No Position, Title, Association:Co-Trustee Employee Start Date: 05/01/2026 No Hours: 1 yearly No Hours during trading: 1 yearly Duties: I*4586269 Entity Type: Fiduciary Role Name of OBA: S Family 2015 Revocable Trust Address: El Dorado Hills, California, 95762-5032 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/19/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-29 |
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