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Mutual Of Omaha Investor Services, Inc. CRD 611
$32.0M regulatory AUM 6,880 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-28 |
Branch Locations
4250 Upton Ave S, Minneapolis, MN 55410 • United States
1700 West 82Nd Street Suite 160, Bloomington, MN 55431 • United States
N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services | Bloomington | MN | 11/2022 | Present |
| Mutual Of Omaha Insurance Company | Bloomington | MN | 06/2022 | Present |
| Unemployed | Minneapolis | MN | 01/2022 | 06/2022 |
| 2Nd Swing Golf | Eden Prairie | MN | 02/2021 | 12/2021 |
| Extended Travel | Minneapolis | MN | 09/2020 | 02/2021 |
| Investors Financial Group | Plymouth | MN | 06/2016 | 09/2020 |
Mutual of Omaha Insurance Services - Bloomington, MN - Insurance Agent - Start Date: 06/2022 - Non-investment Related - Insurance lines of business: Life, Health Medicare Supplement, Disability Income, Annuity, Critical Illness - Hours/per week during trading hours: 15 - Hours/per month: 65 DBA Name: Bame Financial Group; Start Date: 07/01/2023 Public Golf Society - Minneapolis, MN - Founder - Start Date: 04/2020 - Non-investment Related - Golf league and Non-profit - Hours/per week during trading hours: 0 - Hours/per month: 4
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-28 |
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