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Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-28
  • MN RA
    APPROVED
    Since 2023-06-28

Branch Locations

4250 Upton Ave S, Minneapolis, MN 55410 • United States

1700 West 82Nd Street Suite 160, Bloomington, MN 55431 • United States

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Bloomington MN 11/2022 Present
Mutual Of Omaha Insurance Company Bloomington MN 06/2022 Present
Unemployed Minneapolis MN 01/2022 06/2022
2Nd Swing Golf Eden Prairie MN 02/2021 12/2021
Extended Travel Minneapolis MN 09/2020 02/2021
Investors Financial Group Plymouth MN 06/2016 09/2020
  • 11/2022 → Present
    Mutual Of Omaha Investor Services
    Bloomington, MN
  • 06/2022 → Present
    Mutual Of Omaha Insurance Company
    Bloomington, MN
  • 01/2022 → 06/2022
    Unemployed
    Minneapolis, MN
  • 02/2021 → 12/2021
    2Nd Swing Golf
    Eden Prairie, MN
  • 09/2020 → 02/2021
    Extended Travel
    Minneapolis, MN
  • 06/2016 → 09/2020
    Investors Financial Group
    Plymouth, MN
Other Businesses

Mutual of Omaha Insurance Services - Bloomington, MN - Insurance Agent - Start Date: 06/2022 - Non-investment Related - Insurance lines of business: Life, Health Medicare Supplement, Disability Income, Annuity, Critical Illness - Hours/per week during trading hours: 15 - Hours/per month: 65 DBA Name: Bame Financial Group; Start Date: 07/01/2023 Public Golf Society - Minneapolis, MN - Founder - Start Date: 04/2020 - Non-investment Related - Golf league and Non-profit - Hours/per week during trading hours: 0 - Hours/per month: 4

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-28
  • S65 Uniform Investment Adviser Law Examination
    2023-06-28
Other Names
  • Nikolas Gabriel Bame
  • Niko Bame

View on SEC IAPD

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