Keith Merwin Oslie

Current Employers

Employment History

• 07/2015 → 02/2017
  Pacific Excel Wealth Advisors
  Alameda, CA
• 08/2016 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 04/2019 → 09/2020
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 07/2020 → 06/2022
  Defined Financial Planning Llc
  Alameda, CA
• 06/2024 → Present
  Osaic Wealth Inc
  Castro Valley, CA
• 06/2022 → Present
  Cheers To Happy Hair Inc.
  Pleasanton, CA
• 06/2022 → 05/2024
  Keith Oslie Operational Consulting
  Castro Valley, CA

Previous Registrations

• 2020-09-30 → 2022-07-05
  Defined Financial Planning Llc
  Novato, CA
• 2019-04-17 → 2020-10-06
  J. W. Cole Advisors, Inc.
  Alameda, CA
  Tampa, FL
• 2016-07-18 → 2019-04-23
  Global Financial Private Capital, Inc.
  Alameda, CA
  Sarasota, FL

Other Businesses

1. Keith Merwin Oslie is a licensed insurance agent. Keith Merwin Oslie is treasurer and partner in Cheers to Happy Hair, Inc. dba Maven & Co. Collective. This is not investment-related. The address is 616 Main St., Pleasanton, CA 94566. The nature of the business is a hair salon. Treasurer/Finance/Partner. My position is to manage the business' finances and payroll. My title/relationship with the other business is business manager in charge of helping make financial decisions in the business. The start date was 06/2022. Number of hours/month you devote to the other business is about 40 hours. I do not devote any hours to other business during securities trading hours. I assist with running employee payroll and managing business finances. 2. PROGRESSIVE ASSET MANAGEMENT - KEITH OSLIE, INSURANCE AGENT POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/31/2024 ADDRESS: 21977 Redwood Rd., Castro Valley CA 94546, United States DESCRIPTION: Keith Oslie is an independent licensed insurance agent and, from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Keith and Progressive Asset Management always act in the client's best interest, including selling commissionable products to advisory clients. Please Note: Clients are not required to utilize the services of any representative of Progressive Asset Management or Osaic Wealth Inc. in connection with such outside activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30