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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-02
PA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2024-02-02
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

524 Front St, Lititz, PA 17543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kylen Financials, Inc. Lititz PA 06/2016 Present
Voya Financial Advisors Lititz PA 07/2016 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Egan Financial Advisors, Llc Lititz PA 01/2022 Present
  • 06/2016 → Present
    Kylen Financials, Inc.
    Lititz, PA
  • 07/2016 → 06/2021
    Voya Financial Advisors
    Lititz, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2022 → Present
    Egan Financial Advisors, Llc
    Lititz, PA
Previous Registrations
Other Businesses

1. NAME OF ENTITY:KYLEN FINANCIALS INC; Yes; 524 FRONT ST; LITITZ; PA; 17543; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 6/21/2016; 160; 140; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 524 Front Street; Lititz; PA; 17543; fixed insurance sales; Independent Insurance Agent; 10/1/2020; 10; 10; sales of fixed insurance products; 3. NAME OF OTHER BUSINESS: EGAN FINANCIAL ADVISORS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR FRIENDS TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVE AS TRUSTEE FOR TRUST ACCOUNT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-07
  • S66 Uniform Combined State Law Examination
    2016-12-07

View on SEC IAPD

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