Andrew D Woolley

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-09-06

PA RA
APPROVED

Since 2016-09-06

Branch Locations

796 Lititz Pike, Lititz, PA 17543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Managment Inc.	Lititz	PA	09/2016	Present
Personal Wealth Advisory, Llc	Lancaster	PA	09/2016	01/2024
Directed Wealth Strategies	Lititz	PA	01/2024	Present

09/2016 → Present

Geneos Wealth Managment Inc.

Lititz, PA
09/2016 → 01/2024

Personal Wealth Advisory, Llc

Lancaster, PA
01/2024 → Present

Directed Wealth Strategies

Lititz, PA

Previous Registrations

2016-09-13 → 2024-01-05

Personal Wealth Advisory, Llc

Lancaster, PA
2016-04-04 → 2016-09-12

Mml Investors Services, Llc

Lancaster, PA

Other Businesses

1) DBA: will work under DIRECTED WEALTH STRATEGIES located at branch location. 2) Independent Contractor with various insurance carriers for fixed insurance. 3) WARWICK COMMUNITY HUB-BOARD MEMBER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-14

S66 Uniform Combined State Law Examination

2016-03-14

Designations

Certified Financial Planner

Other Names

Andrew Douglas Woolley

View on SEC IAPD