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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-09-19
  • NH RA
    APPROVED
    Since 2016-09-19

Branch Locations

2 Cellu Drive Suite 113, Nashua, NH 03063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Nashua NH 07/2016 Present
Other Businesses

1) Nashua Rotary West | Investment Related:No|Nonprofit Charitable Organizations|Board Member|6/17/2025|Less than 20|1|Typical board activities, including voting on how much of the club's fundraising will be used for charitable donations to community groups, how much will go to scholarships, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16

View on SEC IAPD

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