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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| IA | RA | APPROVED | 2019-04-01 |
Branch Locations
119 Sycamore St Ste 300, Muscatine, IA 52761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance | Muscatine | IA | 07/2016 | Present |
| Principal Securities | Muscatine | IA | 07/2016 | Present |
| Retirement Resource Group | Muscatine | IA | 01/2017 | Present |
***Fixed Insurance, Fixed Life, Fixed Annuities, DI, LTC, 01/18/17. ***RRG, Inc.; Not Investment Related; Muscatine, IA; Co-owner; Recordkeeping of busines, handling funds, payroll responsibilities. For payment of private staff only.; Start Date: 06/04/2021; 1 hrs per month; 1 during trading hours. GROUP BENEFITS POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2023 ADDRESS: 119 Sycamore St, STE 300, Muscatine IA 52761, United States DESCRIPTION: I use GBL to help provide quotes and place group benefits. Used for Disability and Life Insurance. BOARD OF DIRECTORS FOR MUSCATINE CHAMBER OF COMMERCE POSITION: Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2023 ADDRESS: 208 west 2nd st, suite 201, muscatine IA 52761, United States DESCRIPTION: I'm member of the board. My role responsibilities are to attend and vote at meetings where we work with chamber regarding tourists activities, and events for various organizations in town. The duty of the board is to approve policies brought forth by the Chamber.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-12 |
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