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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
IA RA APPROVED 2019-04-01
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • IA RA
    APPROVED
    Since 2019-04-01

Branch Locations

119 Sycamore St Ste 300, Muscatine, IA 52761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Muscatine IA 07/2016 Present
Principal Securities Muscatine IA 07/2016 Present
Retirement Resource Group Muscatine IA 01/2017 Present
  • 07/2016 → Present
    Principal Life Insurance
    Muscatine, IA
  • 07/2016 → Present
    Principal Securities
    Muscatine, IA
  • 01/2017 → Present
    Retirement Resource Group
    Muscatine, IA
Other Businesses

***Fixed Insurance, Fixed Life, Fixed Annuities, DI, LTC, 01/18/17. ***RRG, Inc.; Not Investment Related; Muscatine, IA; Co-owner; Recordkeeping of busines, handling funds, payroll responsibilities. For payment of private staff only.; Start Date: 06/04/2021; 1 hrs per month; 1 during trading hours. GROUP BENEFITS POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2023 ADDRESS: 119 Sycamore St, STE 300, Muscatine IA 52761, United States DESCRIPTION: I use GBL to help provide quotes and place group benefits. Used for Disability and Life Insurance. BOARD OF DIRECTORS FOR MUSCATINE CHAMBER OF COMMERCE POSITION: Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2023 ADDRESS: 208 west 2nd st, suite 201, muscatine IA 52761, United States DESCRIPTION: I'm member of the board. My role responsibilities are to attend and vote at meetings where we work with chamber regarding tourists activities, and events for various organizations in town. The duty of the board is to approve policies brought forth by the Chamber.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-06
S63 Uniform Securities Agent State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2018-07-06
  • S63 Uniform Securities Agent State Law Examination
    2016-09-12

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